To learn more about important developments in the financial services industry, please take this opportunity to review KPMG's Regulatory Practice Letters. These are issued by KPMG's Financial Services Regulatory Practice to highlight and detail current issues.
| RPL Numbers |
Topics |
Issue |
| 09-34 |
GAO Report on Fair Lending: Data Limitations and Fragmented Oversight |
September 18, 2009 |
| 09-33 |
FDIC Statement of Policy on Qualifications for Failed Bank Acquisitions |
September 3, 2009 |
| 09-32 |
Proposed Legislation to address Systemic Risk – Supervision of Systemically Important Companies and Resolution Authority for Bank Holding Companies |
August 21, 2009 |
| 09-31 |
Proposed Legislation to Create a National Bank Supervisor and Eliminate the Thrift Charter & Proposed Legislation to Create an Office of National Insurance |
August 12, 2009 |
| 09-30 |
Proposed Amendments to Regulation Z, Truth-in-Lending: Closed-End Mortgages and Home Equity Lines of Credit |
August 10, 2009 |
| 09-29 |
Financial Stability Plan: Increased Focus on Loan Modifications under the Making Home Affordable Program |
August 10, 2009 |
| 09-28 |
Final Guidance to Enhance the Basel II Capital Framework |
July 29, 2009 |
| 09-27 |
Proposed Legislation to Regulate Advisers of Hedge Funds and Other Private Pools of Capital |
July 29, 2009 |
| 09-26 |
Proposed Legislation to Strengthen Investor Protection through Shareholder Votes on Executive Compensation |
July 22, 2009 |
| 09-25 |
Proposed Legislation to Strengthen Investor Protection |
July 22, 2009 |
| 09-24 |
Proposed Legislation to establish a new Consumer Financial Protection Agency as released by the Department of the Treasury |
July 7, 2009 |
| 09-23 |
Department of the Treasury’s Proposals for Financial Regulatory Reform |
June 19, 2009 |
| 09-22 |
Financial Stability Plan: Evaluation Criteria for Applications to Redeem Treasury Capital |
June 12, 2009 |
| 09-21 |
Credit CARD Act: Consumer protections related to the use of credit cards |
June 4, 2009 |
| 09-20 |
Proposed Amendments Relating to Custody of Funds or Securities of Clients by Investment Advisers |
June 3, 2009 |
| 09-19 |
Financial Stability Plan: Making Home Affordable Program – Second Liens & Hope for Homeowners |
May 27, 2009 |
| 09-18 |
Financial Stability Plan: Results of Stress Testing under the Supervisory Capital Assessment Program |
May 20, 2009 |
| 09-17 |
First Quarterly Report to Congress released by the Special Inspector General for the Troubled Asset Relief Program (SIGTARP) |
May 15, 2009 |
| 09-16 |
Consumer and Investor Protection |
May 1, 2009 |
| 09-15 |
Financial Stability Plan: Public-Private Investment Program |
April 6, 2009 |
| 09-14 |
Financial Stability Plan: Term Asset-Backed Securities Lending Facility (TALF) |
April 3, 2009 |
| 09-13 |
Financial Reform to Address Systemic Risk: Remarks of Fed Chairman Ben Bernanke before the Council on Foreign Relations |
March 23, 2009 |
| 09-12 |
Financial Stability Plan: Homeowner Affordability and Stability Plan |
March 23, 2009 |
| 09-11 |
Initial Report to the Congress, as released by the Special Inspector General for the Troubled Asset Relief Program - SIGTARP |
March 6, 2009 |
| 09-10 |
Financial Stability Plan: Capital Assistance Program Participation and Stress Testing |
February 27, 2009 |
| 09-09 |
Best Practices for the Hedge Fund Industry: Report to The President’s Working Group; The Hedge Fund Transparency Act – Proposed Legislation |
February 16, 2009 |
| 09-08 |
Enterprise Risk Management: Benchmarking Against Best Practices |
February 16, 2009 |
| 09-07 |
Department of Housing and Urban Department (HUD) – Final Rule on Real Estate Settlement Procedures Act (RESPA) |
February 9, 2009 |
| 09-06 |
Group of Thirty - Financial Reform: A Framework for Financial Stability |
February 9, 2009 |
| 09-05 |
Financial Institution Accountability for the Use of TARP Funds |
January 28, 2009 |
| 09-04 |
GAO Framework for Proposals to Modernize the U.S. Financial Regulatory System |
January 22, 2009 |
| 09-03 |
Disclosure of Overdraft Fees – Final Rule Opt-Out Notice for Overdraft Fees – Proposed Rule |
January 22, 2009 |
| 09-02 |
Regulation Z, Truth-in-Lending: Credit Cards and Other Open-End Credit – Final Rule |
January 22, 2009 |
| 09-01 |
Prohibition from Engaging in Certain Acts or Practices Related to Credit Card Accounts – Final Rules |
January 22, 2009 |
